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Senior Executive, Compliance
Amethyst Partners
Singapore
Not Disclosed
1 - 4 Years
Full Time - Permanent
Views:118
Applicants:1
Posted on 21 Oct, 2024
In Office
Job Description | Responsibilities
- Provide Compliance scope includes trade surveillance, regulatory compliance internal compliance policies and execution etc
- Ensure trading activities are aligned with regulatory requirement
- Assist in regulatory compliance reviews and reports
- Assist in reviewing and executing compliance policies and procedures for the firm
Overview
- Industry - HR Staffing & Recruitment Firms / Employment Agency / Background - Reference Check Firms
- Functional Area - Financial Services / Broking
- Job Role - Other Top Management Financial Services / Broking
- Employment type - Full Time - Permanent
- Work Mode - In Office
Qualifications
- Any Graduate - Any Specialization
- Any Post Graduate - Any Specialization
- Any Doctorate - Any Specialization
Job Related Keywords
Brokerage
Compliance management
Regulatory Compliance
Transaction monitoring
Securities trading
Securities Trading - Executive / Manager
Brokerage firm
