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Compliance Specialist | Hyderabad

LMV Financial Services Pvt. Ltd.

Hyderabad - Secunderabad

Not Disclosed

3 - 6 Years

Full Time

Views:67

Applicants:3

Posted on 18 Jan, 2024

In Office

Job Description | Responsibilities

  • Maintaining relationships and liaison with key stakeholders, auditors etc.
  • Support to be provided to disseminate the new circular/guidelines issued by regulators to the relevant stakeholder.
  • Support on submission of regulatory data and audit data for any information requirement.
  • Monitor personal account transactions.

Overview

  • Industry - NBFC (Non Banking Financial Services)
  • Functional Area - Finance / Accounts / Tax / Company Secretary / Audit
  • Job Role - Finance Ethics & Compliance - Manager
  • Employment type - Full Time
  • Work Mode - In Office

Qualifications

  • Any Graduate - Any Specialization
  • Any Post Graduate - Any Specialization
  • Any Doctorate - Any Specialization

Job Related Keywords

Compliance Specialist Regulatory Compliance Investment Advisory Portfolio Management Broking