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Compliance Manager - Mumbai

FINVASIA

Mumbai

Not Disclosed

2 - 7 Years

Full Time

Views:124

Applicants:2

Posted on 2 Mar, 2024

In Office

Job Description | Responsibilities

  • Stay abreast of all applicable laws, regulations and circulars issued by regulatory bodies such as NSE/BSE/MCX/CDSL/CVL KRA /SEBI and other relevant authorities
  • Assisting various internal stakeholders for implementation of Exchange circulars
  • Appointment, cancellation and Inspection of Authorized Persons

Overview

  • Industry - Banking / Financial Services
  • Functional Area - Other
  • Job Role - Other
  • Employment type - Full Time
  • Work Mode - In Office

Qualifications

  • Any Graduate - Any Specialization
  • Any Post Graduate - Any Specialization
  • Any Doctorate - Any Specialization

Job Related Keywords

Compliance Manager Company Secretarial Compliance Management Company Secretarial Functions Legal Compliance Company Law Matters