Compliance Analyst

• Perform compliance reviews regularly (periodic, annual, ad hoc).
• Analyze errors, violations, and personal trading conflicts.
• Set up broker feeds with approved brokers.
• Validate and approve employee preclearance requests.
• Assign correct designations based on global policies
• Familiarity with Code of Ethics and Conduct.

Overview

• Industry - IT - Consulting Services / Advisory Services
• Functional Area - IT Software Programming / Analysis / Quality / Testing / Training
• Job Role - Business Analyst
• Employment type - Full Time - Permanent
• Work Mode - In Office

Qualifications

• Any Graduate - Any Specialization
• Any Post Graduate - Any Specialization
• Any Doctorate - Any Specialization

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