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Compliance Analyst

CES

Hyderabad - Secunderabad

Not Disclosed

1 - 5 Years

Full Time - Permanent

Views:275

Applicants:13

Posted on 5 Apr, 2024

Hybrid

Job Description | Responsibilities

  • Perform compliance reviews regularly (periodic, annual, ad hoc).
  • Analyze errors, violations, and personal trading conflicts.
  • Set up broker feeds with approved brokers.
  • Validate and approve employee preclearance requests.
  • Assign correct designations based on global policies
  • Familiarity with Code of Ethics and Conduct.

Overview

  • Industry - IT - Consulting Services / Advisory Services
  • Functional Area - IT Software Programming / Analysis / Quality / Testing / Training
  • Job Role - EDP Analyst
  • Employment type - Full Time - Permanent
  • Work Mode - Hybrid

Qualifications

  • Any Graduate - Any Specialization
  • Any Post Graduate - Any Specialization
  • Any Doctorate - Any Specialization

Job Related Keywords

Compliance reviews Resolutions Global policies Analyst Reviewing Compliance & Control - Executive / Manager