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Brokerage Compliance Executive

Aspire Globus

Mohali

Not Disclosed

1 - 5 Years

Full Time - Permanent

Views:2

Applicants:0

Posted on 2 Sep, 2026

In Office

Job Description | Responsibilities

  • Ensure brokerage operations comply with regulations.
  • Monitor transactions, KYC, AML, and documentation.
  • Conduct compliance checks, audits, and reporting.
  • Identify risks and resolve compliance issues.
  • Maintain records and regulatory documentation.

Overview

  • Industry - ITES / BPO / KPO / OUTSOURCING / CUSTOMER SERVICE / CALL CENTER / OPERATIONS
  • Job Role - Brokerage Compliance Executive
  • Employment type - Full Time - Permanent
  • Work Mode - In Office

Qualifications

  • Any Graduate - Any Specialization
  • Any Post Graduate - Any Specialization
  • Any Doctorate - Any Specialization

Job Related Keywords

Compliance Brokerage KYC AML Risk Management Auditing Regulatory Compliance Documentation
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